The go-to guide to acing the Series 9 Exam! Passing the General Securities Sales Supervisor... Læs mere
The go-to guide to acing the Series 24 Exam! Passing the General Securities Principal Qualification Examination (Series 24) qualifies an individual to act as a principal of a general securities broker-dealer and to supervise the firm and its agents.
This book is designed to let you build and fine-tune your knowledge of all areas... Læs mere
The go-to guide to acing the Series 4 Exam! The Registered Options Principal Qualification Examination (Series 4) was... Læs mere
The go-to guide to acing the Series 57 Exam! Passing The Securities Trader Examination (Series 57) qualifies an individual to engage in NASDAQ and OTC Equity trading and to act as a proprietary trader.
The go-to guide to acing the Series 10 Exam! Passing the General Securities Sales Supervisor... Læs mere
The go-to guide to acing the Series 99 Exam! Passing the Operations Professional Qualification Exam (Series 99) qualifies an individual to perform a variety of operations functions in support of a broker-dealer.
The go-to guide to acing the Series 66 Exam! Passing the Uniform Combined State Law Examination (Series 66) qualifies an individual to represent both a broker-dealer and an investment adviser. It covers such topics as client investment strategies and ethical business practices.